Regulatory Compliance Services

SEBI, RBI & MCA Compliance

We assist with statutory and regulatory compliance across major regulatory bodies:

  • SEBI (Securities and Exchange Board of India): Disclosure norms, insider trading compliance, and listing obligations.

  • RBI (Reserve Bank of India): Financial reporting, foreign exchange regulations, and operational licensing.

  • MCA (Ministry of Corporate Affairs): Company law compliances, board resolutions, and filings through MCA portal.

Stock Exchange & Depository Compliance

Our team offers advisory and compliance services for listed entities, including:

  • Meeting stock exchange listing norms

  • Regulatory reporting to stock exchanges and depositories

  • Compliance with investor protection regulations and corporate governance standards

NBFC & Financial Services Compliance

We guide Non-Banking Financial Companies (NBFCs) and other financial service providers through:

  • RBI regulatory framework

  • Licensing, registration, and returns filing

  • Audit and inspection readiness

  • KYC/AML policy implementation

Secretarial & ROC Compliance

We offer end-to-end Company Secretary (CS) support, including:

  • Annual ROC filings (AOC-4, MGT-7, etc.)

  • Board and shareholder meeting documentation

  • Statutory registers maintenance

  • Corporate restructuring and advisory